Check up on Your Investment Adviser

 Quick tips to help you avoid scams and avoid fraud.

How well do you know your investment adviser?  This is the person that is responsible for managing thousands, if not millions of your hard earned money.  Money that you need to fund your future.  As with any profession, some are better than others.  The Securities and Exchange Commission has oversight and make sure stocks, bonds and other investments are operated fairly.  You can do research on your financial adviser at

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Reference: 20220721A

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